Control Room (NASD Rule 2711)
Cyfeon’s control room automation solution allows firms to control and interact with the flow of information in a more efficient, intuitive, and automated way. There is still WAY too much reliance on spreadsheets, emails, Access databases, pen/paper, et al.
The solution is designed to provide extensive functionality, including:
Management of over-the-wall lists
Watch Lists/Restricted lists
Investment Bank and Research vetting request approval management
Employee outside activity integration